Document testing procedures, results, conclusions, and exceptions in accordance with established methodologies.
Ensure testing workpapers meet quality and documentation standards.
Complete assigned testing activities within established timelines.
2. Control Assessment Support
Assist with control design reviews and walkthrough activities.
Identify potential control gaps, inconsistencies, or deficiencies.
Escalate testing issues and exceptions to Supervisors.
Support risk assessment and process documentation activities.
Participate in process reviews and control improvement initiatives.
3. External Audit & Other Support
Support external audit and Use of Others (UOO) activities by preparing requested documentation.
Assist with sample testing and evidence collection.
Respond to auditor inquiries with support from Supervisors.
Address review comments and update documentation as required.
Help maintain documentation standards that support auditor reliance.
Internal Reporting & tracking (e.g. 302, QCIC, global checklist tasks)
4. Continuous Controls Monitoring & Analytics
Support execution of Continuous Controls Monitoring (CCM) activities.
Review exception reports and identify unusual activity for further investigation.
Assist in developing data analytics and automated testing techniques.
Contribute ideas to improve testing efficiency and coverage.
Support adoption of new technologies and digital tools within the SOX program.
5. Issue Management & Remediation Tracking
Document identified control deficiencies and testing exceptions.
Support root cause analysis efforts.
Track remediation activities and follow-up actions.
Validate remediation evidence where appropriate.
Escalate overdue actions
6. Collaboration & Professional Development
Build effective working relationships with finance teams, process owners, Genpact teams, and Internal Audit.
Continuously strengthen technical knowledge of SOX, internal controls, and finance processes.
