Assist KIS Financial Advisors with KIS’s advisory program, providing product expertise and sales support. Assist with proposal generation for client meetings. Develop relationships with KIS’s discretionary money managers to engage wholesalers and additional sales support when appropriate.
Review all new advisory account paperwork for accuracy and completion, coordinate funding with KIS service teams and the clearing firm, and turn over accounts to the discretionary money managers for trading.
Work with the discretionary money managers to process all service requests, model & billing changes, and account terminations.
Marginal Job Functions
Communicate model and investment changes made by advisory program managers and strategists to KIS Financial Advisors
Perform a variety of monthly reporting tasks on advisory accounts
Provide KIS Finance with billing data to ensure Financial Advisors are paid timely and accurately for their advisory business.
Develop and maintain desk-level procedures for all job functions
Project and special work assignments, as designated by management
Required Skills
A minimum of 3 years of experience in brokerage operations and/or securities trading
Prior experience with managed account sales and service
Extensive knowledge of fixed income, equity, mutual fund, UIT and fee-based products
Proven ability to work with a team and in a fast-paced environment
Strong written and verbal communication
Strong time-management skills
Strong customer service & analytical skills
FINRA Series 7 or SIE & 7TO & 63/65 or 66 licenses / or obtain licenses in 120 days after hire
Preferred Skills
Bachelor’s degree in business or related field
FINRA Series 24 and 53 licenses
Prior experience using NetX360, Bloomberg
COMPENSATION AND BENEFITS
This position is eligible to earn a base salary in the range of $52,000.00 - $80,000.00 annually. Placement within the pay range may differ based upon various factors, including but not limited to skills, experience and geographic location. Compensation for this role also includes eligibility for incentive compensation which may include production, commission, and/or discretionary incentives.
Please click here for a list of benefits for which this position is eligible.
Key has implemented an approach to employee workspaces which prioritizes in-office presence, while providing flexible options in circumstances where roles can be performed effectively in a mobile environment.
Job Posting Expiration Date: 11/15/2026

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