CLSA
From CLSA's careers page
Status: listed on the employer's own careers page when we last checked (daily). Confirm on their site before applying.
Position Description
The ideal Settlements Officer would possess strong analytical skills, good attention to detail, and a thorough understanding of financial markets and its products. A successful incumbent would have excellent communication skills and leadership abilities, both of which are essential in managing teams and the interactions with stakeholders.
Manage and monitor daily routine tasks for all securities, equity, derivatives and new future products.
Provide high quality customer service to internal and external customers within the Operations scope.
Support post-execution processes for equities transactions of foreign and domestic institutional investor-clients, including trade allocation and booking, trade confirmation, trade matching, settlement of both clients and market trades and trade reporting.
Ensure smooth client account onboarding process, including KYC and periodic reviews.
Perform and monitor daily settlement on regulator's clearing system and CLSA back office system.
Adherence to regulatory requirements, internal policies, and procedures by working closely with Compliance and Risk management team.
Monitor and update all new market data and client information.
Comply with CLSA group policy to avoid any unexpected risks.
Bachelor’s or Master’s degree in business administration, Finance or related field.
Self-motivated and possesses good interpersonal skills.
Good organizational skills with an ability to adhere to strict deadlines.
Possesses good logical thinking.
Solid knowledge and proficiency in Microsoft Applications such as Word and Excel.
Fluent in both spoken and written English.
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